Business Compliance Manager
Job description
Business Compliance Manager at Iq Eq
About the role
You own the outcomes of the Business Compliance Officer team, ensuring that actions align with company objectives while advancing a robust compliance culture. You translate regulations into clear, practical guidance that shapes daily team operations. Success in this role requires sound judgment and direct collaboration with senior risk partners.
Key facts
What you will do
Guide the execution of BCO tasks, confirming adherence to company policies and regulatory standards. You will ensure the quality of client due diligence processes, both during periodic compliance reviews and in onboarding and offboarding activities, in accordance with Wwft and Wtt requirements. You will design first-line controls, converting legal and regulatory obligations into actionable operational steps. You will set goals for BCO activities, monitor performance, and escalate non-conformities and behavioral issues to the Head of Business Compliance. You will act as the functional expert for the BCO team, advising on complex matters and promoting consistent compliance practices. You will maintain coordination with the second-line Risk & Compliance department, tracking Service Entity Risk Rating assessments, improvement plans, and Group Reputational Risk Committee requirements. You will oversee onboarding and offboarding flows, ensuring procedures meet regulatory expectations and quality standards. You will confirm that action points from reviews are followed up and closed.
Requirements
You hold a Master's degree in Dutch law, providing a solid academic and legal foundation for compliance oversight. You possess in-depth knowledge of anti-money laundering, data privacy laws, industry-specific regulations, and the rules under Wwft and Wtt. You have at least 5 years of compliance-related experience in financial services and 10 years of overall professional work experience. You preferably bring knowledge of or experience in the global investor services industry, enhancing your ability to manage complex compliance requirements. You communicate fluently in Dutch and English, enabling clear collaboration across teams and stakeholders.
Our commitment to you and the environment
Sustainability is integral to our strategy and operations. Our sustainability depends on us building and maintaining long-term relationships with all our stakeholders-including employees, clients, and local communities-while also reducing our impact on the natural environment. There is always more we can, and should do, to improve, whether in relation to our people, our clients, our planet, or our governance. Our ongoing success as a business depends on our sustainability and agility in a changing and challenging global landscape. We are committed to fostering an inclusive, equitable, and diverse culture for our people, led by our Diversity, Equity, and Inclusion steering committee.
Our learning and development programmes and systems, including PowerU and MyCampus, enable us to invest in growing our employees' careers. Our hybrid working approach supports our employees in achieving balance and flexibility while remaining connected to their colleagues. We want to empower our 6,500+ employees-from 94 nationalities, across 25 countries-to each achieve their potential. Through Iq Eq Launchpad, we support women managers launching their first fund, in an environment where only 15% of all private equity and venture capital firms are gender balanced.
We are committed to growing relationships with our clients and supporting them in achieving their objectives. We understand that our clients' sustainability and success lead to our sustainability and success. We are emotionally invested in our clients right from the beginning.
We are a leading Investor Services group offering end-to-end services in administration, accounting, reporting, regulatory, and compliance needs of the investment sector worldwide. We employ a global workforce of 6,500+ people across 25 jurisdictions and have assets under administration exceeding US$857 billion. We work with 13 of the world's top-15 private equity firms.
Our services are underpinned by a Group-wide commitment to ESG and best-in-class technology, including a global data platform and innovative proprietary tools supported by in-house experts.
Above all, what makes us different is our people. Operating as trusted partners to our clients, we deliver intelligent solutions through a combination of technical expertise and strong relationships based on deep client understanding.
We are driven by our Group purpose, to power people and possibilities.